NSF-ISR (China) Application Registration and Transfer Requirement for System Certification

体系认证申请注册和转机构要求

ISO9001 注册认证要求

ISO9001 Registration Requirement

  1. 至少提供三个月的记录证明已符合标准要求。At least three (3) months evidence of the records required by the standard.

  2. 至少完成过一次由有资格的内审员实施的涵盖所有标准要求的内部质量审核,并留有审核全过程的记录。注:NSF-ISR的预审记录不能作为认定已满足此要求的证明。The completions and recording of at least one (1) full Internal Quality Audit Cycles in which every element of the standard has been audited by qualified internal auditors. Note: An NSF-ISR pre-assessment audit does not qualify as evidence of meeting this requirement.

  3. 至少进行过一次管理评审,其中包括质量体系适宜性和有效性的审核,并留有记录。The completion and recording of at least one (1) Management Review Meetings, which includes an assessment of the suitability and effectiveness of the quality system.

  4. 质量目标应该量化并能提供足够证明显示目标的达成状况。Quality objectives should be defined in quantitative terms & monitoring their achievement should be evidenced.

  5. 应配有满足标准要求文件化的质量程序。Documented procedures for all elements required by the standard should be in place.

  6. 确认在认证注册审核之前,所有文件审核提出的要求已被有效执行。To confirm that all the requirements of documentation reviews have been carried out prior to conformance audit.

ISO9001 转机构复评认证要求

ISO9001 Transfer Re-registration Requirement

  1. 原机构证书状态有效。The state of original certificate is effective.

  2. 转机构申请范围应小于等于原证书范围The application scope should be less than or equal the original certification scope.

  3. 原机构最近一次现场审核开出的不符合项必须全部关闭。Non-conformity reports, issued by the original CB in the recent on-site audit, must be closed effectively.

  4. 原机构最近一次现场审核时间距离本次转机构复评审核时间,通常不得超过12个月。Generally, the time since previous on-site audit of the original CB must be less than 12 months.

  5. 转机构复评审核必须安排在原机构证书到期前一个月或更早。Transfer reassessment audit must be scheduled in early the deadline of original certificate or even earlier.

 

 

ISO14001/ OHSAS18001 注册认证要求

ISO14001/ OHSAS18001 Registration Requirement

  1. 至少提供三个月的记录证明已符合标准要求。At least three (3) months evidence of the records required by the standard.

  2. 至少完成过一次由有资格的内审员实施的涵盖所有标准要求的内部环境(职业健康安全)审核,并留有审核全过程的记录。注:NSF-ISR的预审记录不能作为认定已满足此要求的证明。The completions and recording of at least one (1) full Internal Environmental (Occupational Health and Safety) Audit Cycles in which every element of the standard has been audited by qualified internal auditors. Note: An NSF-ISR pre-assessment audit does not qualify as evidence of meeting this requirement.

  3. 至少进行过一次管理评审,其中包括环境(职业健康安全)体系适宜性和有效性的审核,并留有记录。The completion and recording of at least one (1) Management Review Meetings, which includes an assessment of the suitability and effectiveness of the Environmental (Occupational Health and Safety) system.

  4. 环境(职业健康安全)目标应该量化并能提供足够证明显示目标的达成状况。Environmental (Occupational Health and Safety) objectives should be defined in quantitative terms & monitoring their achievement should be evidenced.

  5. 应配有满足标准要求文件化的环境(职业健康安全)程序。Documented Environmental (Occupational Health and Safety) proceduresfor all elements required by the standard should be in place.

  6. 确认在认证注册审核之前,所有文件审核提出的要求已被有效执行。To confirm that all the requirements of documentation reviews have been carried out prior to conformance audit.

ISO14001/ OHSAS18001 转机构复评认证要求

ISO14001/ OHSAS18001 Transfer Re-registration Requirement

  1. 原机构证书状态有效。The state of original certificate is effective.

  2. 转机构申请范围应小于等于原证书范围。The application scope should be less than or equal the original certification scope.

  3. 原机构最近一次现场审核开出的不符合项必须全部关闭。Non-conformity reports, issued by the original CB in the recent on-site audit, must be closed effectively.

  4. 原机构最近一次现场审核时间距离本次转机构复评审核时间,通常不得超过12个月。Generally, the time since previous on-site audit of the original CB must be less than 12 months.

  5. 转机构复评审核必须安排在原机构证书到期前一个月或更早。Transfer reassessment audit must be scheduled in early the deadline of original certificate or even earlier.

     

     

ISO27001 注册认证要求

ISO27001 Registration Requirement

  1. 至少提供三个月的记录证明已符合标准要求。At least three (3) months evidence of the records required by the standard.

  2. 至少完成过一次由有资格的内审员实施的涵盖所有标准要求的内部信息安全审核,并留有审核全过程的记录。注:NSF-ISR的预审记录不能作为认定已满足此要求的证明。The completions and recording of at least one (1) full Internal Information Security Audit Cycles in which every element of the standard has been audited by qualified internal auditors. Note: An NSF-ISR pre-assessment audit does not qualify as evidence of meeting this requirement.

  3. 至少进行过一次管理评审,其中包括信息安全体系适宜性和有效性的审核,并留有记录。The completion and recording of at least one (1) Management Review Meetings, which includes an assessment of the suitability and effectiveness of the information security system.

  4. 信息安全体系的范围以及物理边界已经被确定。Organization had confirmed the scope and boundary of information security system.

  5. 适用性声明已经被确定。Organization had confirmed the SOA (Statement of Applicability).

  6. 信息安全目标应该量化并能提供足够证明显示目标的达成状况。Information security objectives should be defined in quantitative terms & monitoring their achievement should be evidenced.

  7. 应配有满足标准要求文件化的信息安全程序。Documented information security procedures for all elements required by the standard should be in place.

  8. 确认在认证注册审核之前,所有文件审核提出的要求已被有效执行。To confirm that all the requirements of documentation reviews have been carried out prior to conformance audit.

ISO27001 转机构复评认证要求

ISO27001 Transfer Re-registration Requirement

  1. 原机构证书状态有效。Environmental (Occupational Health and Safety)

  2. 转机构申请范围应小于等于原证书范围(包括:体系范围和物理边界)The application scope should be less than or equal the original certification scope, including system scope and physical boundary.

  3. 原机构最近一次现场审核开出的不符合项必须全部关闭。Non-conformity reports, issued by the original CB in the recent on-site audit, must be closed effectively.

  4. 原机构最近一次现场审核时间距离本次转机构复评审核时间,通常不得超过12个月。Generally, the time since previous on-site audit of the original CB must be less than 12 months.

  5. 转机构复评审核必须安排在原机构证书到期前一个月或更早。Transfer reassessment audit must be scheduled in early the deadline of original certificate or even earlier.

 

 

ISO/TS16949注册认证要求

ISO/TS16949Registration Requirement

a)  企业存在为汽车供应链顾客提供顾客指定生产件和或服务件的制造现场。Manufacture site of manufacture and service parts indicated by client which is in the automotive supply chain.

b)  质量管理体系框架建立并正式运行,且有12个月以上的运行绩效。Quality management system had been established and performed for 12months and above.

c)  提供质量手册,包括与在现场或外部的支持职能的相互作用。Submitting the quality manual,including the mutual action of the supporting function of on-site or remote location/site.

d)  审核覆盖所有现场和班次; 包括支持功能场所(例如: 不在主现场的设计中心,市场功能,采购)或其它生产现场;若申请方为多现场(Multi-Site)的审核,企业须满足“多现场信息表”。Cover all site/location and shifts, including the location of supporting function (e.g.: Remote design center, market, purchasing) or other manufacture site. If there is a multi-site organization, “Multi-Site Information Sheet” must be filled.

e)  企业必须至少完成一次全面的依照TS16949要求的内部审核和管理评审并留有纪录。The completions and recording of at least one (1) full Internal quality Audit Cycles in which every element of the standard has been audited by qualified internal auditors.

f)  认证合同签订后,在一个审核周期内,不作变更。After certification contract was signed, contract modifications won’t be lie.

ISO/TS16949转机构复评认证要求

ISO/TS16949 Transfer Re-registration Requirement

  1. 原机构证书状态有效。The state of original certificate is effective.

  2. 转机构申请范围应小于等于原证书范围。The application scope should be less than or equal the original certification scope.

  3. 原机构最近一次现场审核开出的不符合必须全部关闭。Non-conformity reports, issued by the original CB in the recent on-site audit, must be closed effectively.

  4. 原机构最近一次现场审核时间距离本次转机构复评审核时间,不得超过13个月。Generally, the time since previous on-site audit of the original CB must be less than 13 months.

  5. 复评审核必须安排在原机构注册审核日期加三年的日期之前或更早。Transfer reassessment audit must be scheduled in early the deadline of original certificate or even earlier.

     

     

ISO14064核查要求

ISO14064 Verification Requirement

  1. 企业的盘查报告书及温室气体排放清册.

    Organization shall provide the Interrogating and Examining Reports and Emission Inventory of Greenhouse Gas.

  2. 厂区平面图.

    Provide the Plant Layout Chart.

  3. 温室气体盘查相关的管理程序书.

    Provide the management procedure related to the interrogating and examining of greenhouse gas.

  4. 温室气体排放管理相关资料,包括生产流程图、能源流程图、以及温室气体资讯流程图数据覆盖时期一般不低于一年.

    The relevant to the emission file of greenhouse gas, include the production flow chart, energy flow chart, and information flow chart of greenhouse gas which must cover over one year.

     

     

    AS9100注册认证要求

    AS9100Registration Requirement

    a)企业为航空、航天、防务领域提供产品.

       Supplying the products related to the Aerospace and Defense Field.

    b) 质量管理体系框架建立并正式运行,一般要求具有12个月以上的运行绩效.

       Quality management system is established and run formally, must over 12 months operation performance.

    c) 提供质量手册,包括与在现场或外部的支持职能的相互作用.

       Providing the Quality Manual, include the interaction of the supporting function for site or remote site.

    d) 审核覆盖所有现场和班次; 包括支持功能场所(例如: 不在主现场的设计中心,市场功能,采购)或其它生产现场; 若申请方为多现场(Multi-Site)的审核,企业须满足“多现场信息表.

       Audit must cover all sites and shifts, include the supporting function location (such as: remote design center, marketing function, purchase) or other production site. If referring to the multi-site application, must fill the multi-site information sheet.

    e) 企业必须至少完成一次全面的依照AS 9100要求的内部审核和管理评审并留有纪录.

       At least one AS9011 internal audit and management review must be performed before onsite audit; the relevant records must be maintained.

    f) S-1审核前应提供AS9101 D 的Appendix D & F.

       Before the S-1 audit, Appendix D&F of AS9101D must be provided.

     

    Record Retention Table

 

 AESOP  #

 

AESOP Title

 

Filing Responsibility

(Choose one)

 

Storage

Location

(Choose one)

 

Naming Convention

Required Retention: AESOP 2751

Retention Authority 

     

NSF-ISR (China) Application Registration and Transfer Requirement

 BDM    Regional Mgr

 BUM    Sales Asst

 CRM    Pres/VP

 Lead Auditor

  Other ISR China Staff

  IQ

 OASIS

  Drive:

ISR China ERP

 

 Document Naming Protocol

      AESOP 12632

 Other ISR China protocol

 

 

 Audit Manager

 President/VP

 

Amendment Record

 

Version #

 

Submitted Date

 

Summary of Changes

1

03/2014

Initial issue

2

07/2016

Activation and update